Broking Firm Jobs

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HNI Equity Dealer - Private Client Group  

Kotak Securities - Bengaluru, Karnataka, India

as a Equity Dealer/trader in a broking firm. Certified in NISM/NCFM VIII certificate is Mandatory. Must have a sound understanding/knowledge of capital markets. If you wish to apply for this job position

from: linkedin.com - 8 days ago

Head Compliance stock broking  

Intellectual Capital HR Consulting Pvt. Ltd. - Mumbai, Maharashtra, India

Role: Compliance Head Qualification: CS Experience: Candidates with experience in Broking firms preferred. We are seeking a dynamic and experienced Compliance Head to oversee regulatory compliance

from: linkedin.com - 7 days ago

Investment Counsellor - Broking Firm (10-26 yrs)  

Manzil HR Services - Mumbai

- Providing clients with specialist investment advice, constructing and managing their strategic asset allocation and tactical portfolios The key responsibilities of the role will be as follows:

from: iimjobs.com - 4 days ago

AIF (Alternate Investment Fund) Advisor  

PREDATORS CONSULTING - Mumbai, Maharashtra, India

. Responsibilities will encompass both direct and channel sales, collaborating with leading broking firms and boutique investment advisory firms. Qualifications/Desirables: 1. A Graduate/PG with a minimum of 3-4 years

from: linkedin.com (+2 sources) - 7 days ago

Senior Investment Advisor - Broking Firm (5-10 yrs)  

Serving Skill - Mumbai

2. NISM 8 certification (Equity & derivatives) / NISM 5 certification (Mutual Funds) - Monitor and address HNI clients banking and investment requirements. 3. Stock Market knowledge is mandatory. - Achievement...

from: iimjobs.com - 4 days ago

Head - Distribution - Mutual Fund & Insurance - Stock Broking Firm (15-20 yrs)  

Michael Page - Mumbai

distribution P&L with a leading stock broker in India. Client Details Client is one of the leading stock broking firms in India with a pan India physical as well as digital presence. Description - Drive the P&L

from: iimjobs.com - 9 days ago

Director Technology Risk Tester (Legal & Compliance)  

Maharashtra, India

of global markets / market regulations Audit experience of Stock broking firms will be preferred Industry qualifications - CISA/ DISA or similar certification preferred Morgan Stanley is an equal

from: jobleads.co.in - 8 days ago

Head - Research - Retail Broking Firm (10-15 yrs)  

Hireex Consultants - Mumbai

- Develop short and long-term business strategies, including investment ideas and stock recommendations, aligning with overall business objectives. - Lead and guide the equity research analyst team in...

from: iimjobs.com - 18 days ago

Head - Compliance - Broking Firm/NBFC - CS (13-20 yrs)  

Talengage - Delhi NCR

- Disseminating regulations to business and support functions and provide ongoing advisory services. - Responsible for correspondence with the regulators like RBI, MCA, data submissions. - Drafting, Review...

from: iimjobs.com - 27 days ago

Equity Dealer / Kolkata  

Lead Management Consultancy - Kolkata

in a broking firm. Certified in NISM/NCFM VIII certificate is Mandatory. Must have a sound understanding/knowledge of capital markets. Responsibilities Managing financial portfolios of and on boarding High net

from: placementindia.com - Yesterday


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