23 Broking Firm Jobs in Mumbai - page 3
-
Senior Advisor PCG Mumbai, India . Ensure adherence to Compliance process for advice given 1 New to Firm relationship to be sourced on monthly basis with min tick size of 25 lacs for Broking or IP Daily meetings to be done with existing Not Mentioned 5 days ago
-
Senior Manager / Manager - Legal Mumbai, India company or a Corporate Law firm participating actively in Company Legal practices Bachelor of Legislation of Law (LLB) is mandatory Candidates with experience in Broking Industry is added advantage Hands Not Mentioned 4 days ago
-
AVP - Compliance - Stock Broking Firm - CS/LLB Navi Mumbai, Mumbai, India - Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time... Not Mentioned 5 days ago
Top locations