17 Legal & Compliance Officer Jobs in Mumbai - page 2
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Compliance Officer, 5 To 7 Years In Mumbai Mangalam Placement Private Limited - Mumbai Position: Compliance officer Qualification: CS/CA Experience: 5 to 7 years Location: Mumbai Job Description Role & Responsibility - Ensuring that all the Company's compliances as mentioned under NBFC 1300000-1500000 More than 30 days ago
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Legal Counsel || 8 to 12 PQE || MNC || Mumbai Michael Page - Mumbai, India , including being appointed as the Data Protection Officer where local laws require the appointment. Monitor legal and regulatory developments relevant to the activities of the businesses and operations Not Mentioned 18 days ago
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Compliance Officer/Company Secretary, 1 To 4 Years In Mumbai(Worli) Mangalam Placement Private Limited - Mumbai Position: Compliance officer/Company secretary Qualification: CS Experience: 1 to 4 years Location: Mumbai (Worli) Job description Responsibility 1. Prepare entire agenda, notices, minutes 600000-720000 More than 30 days ago
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Full Time Legal Officer Suraj Estate Developers Limited - Mumbai, India , applications, declarations, and any other applicable pleadings Coordinating with external lawyers, law firms, court departments, and court officers in relation to the litigations Skills and competencies: Strong Not Mentioned More than 30 days ago
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Regulatory Control Senior Advisor Deutsche Bank - India, Mumbai and violations. Liaise with Country Compliance Officers, Stake Holders, Business, Operations or Technology in the development, review, testing and/or enhancement of procedures. Lead or support investigations Not Mentioned 8 days ago
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ICM/TFFI Center of Excellence – Financial Crime Risk Controls Subject Matter Expert Deutsche Bank - Mumbai, India responsibilities Perform risk controls for Correspondent Banking clients on client relationships with high complexity (entity, legal representatives, shareholders), by applying current Key Operation Documents (KODs Not Mentioned More than 30 days ago
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RBI Regulatory Compliance Manager - FinTech/ NBFC PeopleGene - Thane, India clarification on compliance issues, or report irregularities. Initiates investigations, when possible, non-compliance takes place within the bank. Facilitate employee training sessions on legal and compliance Not Mentioned More than 30 days ago
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