12 Regulatory Compliance Analyst Jobs in Mumbai
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Manager/ Sr. Manager – Privacy & Regulatory Compliance Seclore - Mumbai, Maharashtra, India practice from the Product management team Work with the marketing team in product launches and other product marketing initiatives around Privacy and Regulatory Compliance. Manage active dialogs 3 days ago
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Fund Manager - Indian Equity Edelweiss Financial Services Limited - Mumbai, Maharashtra, India Analysts and Economists, Brokers and External Fund Managers: The Fund Manager engages with clients for investment guidance and performance updates, liaises with regulatory authorities like SEBI 22 days ago
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Analyst - Finance R B N A & Associates LLP - Mumbai accurate financial reporting, analysis, and compliance with regulatory standards. Responsibilities Financial Record-keeping: Maintain accurate and up-to-date financial records, including accounts payable 6-8 Lacs PA INR 21 days ago
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Research Production Specialist - Research Operations JP Morgan Chase & Co. - Mumbai collation of reports, build periodicals and ensure timely publication adhering to compliance guidelines. Assist research analysts in production and dissemination of research publications in the absence Not Mentioned 7 days ago
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Transaction Monitoring Analyst IDFC FIRST Bank - Mumbai, India Role/ Job Title :Transaction Monitoring Analyst Function/ Department: Compliance Job Purpose: The role entails the responsibility to support Compliance Manager in ensuring bank's policies Not Mentioned 25 days ago
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Investment Compliance - Team Leader JP Morgan Chase & Co. - Mumbai This role will incorporate the following: Client Focused Provided with a set of clients, the Compliance Reporting Analyst would be responsible for: Ensure the setup of rules are in line with Client Not Mentioned 29 days ago
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Equity Fund Manager - Large Cap Michael Page - Mumbai, India performance, and market outlook to clients and potential investors. Address client inquiries and concerns, maintaining a high level of transparency and professionalism. Compliance and Regulatory Adherence Not Mentioned More than 30 days ago
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Investment Compliance - Team Leader JPMorgan Chase & Co. - Mumbai, India Job Description This role will incorporate the following: Client Focused Provided with a set of clients, the Compliance Reporting Analyst would be responsible for: Ensure the setup of rules Not Mentioned More than 30 days ago
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COM-Business Compliance Nomura Capital (india) - Mumbai and regulatory expectations. Position Specifications Corporate Title Analyst Experience 3 - 5 Years Qualification Graduate / Post-Graduate Role & Responsibilities: Be responsible for the preparation of different Not Mentioned 14 days ago
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Fund Servicing JPMorgan Chase & Co. - Mumbai, India Job Description Key Accountabilities/Major Responsibilities: This Role Will Incorporate The Following Client Focused Provided with a set of clients, the Compliance Reporting Analyst Not Mentioned 13 days ago
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