Latest Trade Compliance jobs in State of Gujarat

9 Trade Compliance Jobs in State of Gujarat

Compliance Officer - Capital Markets - LLB Rao Career Solutions - Gandhinagar/Gujarat manner - Develop implement and monitor supervisory policies and procedures relating to sales, trading, operations, custody and placement of applicable securities - Oversee trade related compliance 25 days ago
Compliance Officer - Stock Broking Business - LLB Rao Career Solutions - Gandhinagar/Gujarat , trading, operations, custody and placement of applicable securities - Oversee trade related compliance activities, including the reporting for fixed-income and equity securities, attend best execution 25 days ago
Equity Dealer WorkQuest India - Ahmedabad, IN and research. Risk Management: Identify, assess, and manage risks associated with equity trading, adhering to risk management policies and procedures. Compliance: Ensure all trading activities comply 12000 - 20000 per month More than 30 days ago
Opening For Compliance officer(Capital market) Gandhi Nagar _Gujarat Delight HR - Ahmedabad(Gandhi Nagar) trade related compliance activities, including the reporting for fixed-income and equity securities, attend best execution committee meetings, and raise compliance concerns to the Management Committee Not disclosed INR 23 days ago
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Proprietary Trader T3 Global - All India to share insights and optimize trading performance. Continuously evaluate and improve trading strategies based on market conditions and performance analysis. Adhere to regulatory and compliance guidelines 23 days ago
Stock Broker Execution Officer Bakliwal Foundation College of Arts, Commerce & Science - All India trends, stock prices, economic updates, and news impacting the financial markets. Compliance and Documentation: Ensure compliance with industry regulations and maintain accurate records of executed trades 24 days ago
Equity Dealer Ahmedabad, India and research. Risk Management: Identify, assess, and manage risks associated with equity trading, adhering to risk management policies and procedures. Compliance: Ensure all trading activities comply Not Mentioned More than 30 days ago
Trade Finance Specialist (Immediate) Rawalwasia - Other Gujarat,Surat all aspects of trade finance operations, specifically focusing on contracts for front-to-back LCs and back-to-back LCs. Structure, issue, and monitor Letters of Credit, ensuring compliance with national 26 days ago
Risk Compliance Manager Ahmedabad, India Grievances. Vetting and approving various advertisements, factsheets, posters etc., other communications to investors, certain Front Office Maintenance of Compliance Manual, Updating Management on changes Not Mentioned More than 30 days ago

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