Trade Compliance Jobs in Secunderabad

CES - Hyderabad, Telangana, India

trading, leakage of confidential information, rumors, etc. · Employee Personal Trade Requests : Processing and pre-approving personal trade requests by employees to ensure compliance with personal

from: linkedin.com - 19 days ago

2coms - Hyderabad, India (+1 location)

processing, loan reconciliation, and trade settlement Assist Loan Administrators, Legal, Tax, and Compliance with regards to trade confirmations, allocations, KYC documentation, settlements, Metrics

from: zoho.eu (+1 source) - 8 days ago

Franklin Templeton - Hyderabad

This role would require the Analyst to assist on Pre-Trade / Batch Compliance,Client Certifications and other tasks involving review,research and analysis . Bachelor s in commerce with 2 - 5 years Not disclosed INR

from: naukri.com - 23 days ago

Hyderabad / Secunderabad, Telangana, India

.  Thomson Reuters Corporate Tax & Trade Product Team creates trusted and innovative product experiences for the rapidly changing world of compliance. We are accelerating innovation across the entire portfolio Not Mentioned

from: Monsterindia.com - 29 days ago

Hyderabad / Secunderabad, Telangana, India

, implements and troubleshoots interactions between multiple applications and communications software. Ensure full compliance with legal and Company requirements with regards to Trade Compliance and Ethical Not Mentioned

from: Monsterindia.com - 26 days ago

Hyderabad / Secunderabad, Telangana, India

for submission-related activities Proactively identify issues, gaps, and trade-offs affecting optimal and timely submission. Independently manage US regulatory compliance activities, including timely review Not Mentioned

from: Monsterindia.com - More than 30 days ago

Hyderabad / Secunderabad, Telangana, India

, planning/tracking and generating KPIs/metrics and compliance reports This role will work closely with central, regional and key local regulatory CH teams, and key external regulatory agencies/trade Not Mentioned

from: Monsterindia.com - More than 30 days ago

Hyderabad / Secunderabad, Telangana, India

bookings missing trade bookings non receipts and payments and interest claims that are payable or receivable missing,incomplete KYC or compliance documents etc. Support the team in various ad hoc tasks Not Mentioned

from: Monsterindia.com - More than 30 days ago

Hyderabad / Secunderabad, Telangana, India

on Pre-Trade/Batch Compliance, Client Certifications and other tasks involving review, research and analysis. The analyst would monitor compliance with investment restrictions stipulated by a variety Not Mentioned

from: Monsterindia.com - 23 days ago

Hyderabad / Secunderabad, Telangana, India

years' experience in mutual fund and/or asset management compliance, personal trade or conflict of interest surveillance, or internal audit, involving risk mitigation or identification, development Not Mentioned

from: Monsterindia.com - More than 30 days ago